Browsing by Subject "financial markets"
Now showing items 1-4 of 4
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A Comparative Synopsis of the Enforcement of Market Abuse Prohibition in Australia and South Africa
(Brill, 2016)In Australia, the market abuse prohibition is generally well accepted by the investing and non-investing public as well as by the government. This co-operative and co-ordinated approach on the part of all the relevant ... -
The evaluation of the perceived effect of internal controls on post trade services in selected financial markets infrastructures
(North-West University (South Africa), 2021)Internal controls are processes designed and effected by those charged with governance, management, and other personnel to provide reasonable assurance to achieve of entities’ objectives concerning the reliability of the ... -
A Historical Overview of the Regulation of Market Abuse in South Africa
(AFRICAN JOURNALS ONLINE (AJOL), 2014)In an early attempt to combat market abuse in the South African financial markets, legislation such as the Companies Act, the Financial Markets Control Act and the Stock Exchanges Control Act were enacted. However, these ... -
The statutory prohibition of insidert trading in Namibia : lessons from South Africa
(North-West University (South Africa), 2018)Insider trading is defined as a practice by which an individual that have price or value-sensitive non-public confidential information, concludes a transaction in securities to which that information relates, without sharing ...